You obviously want to run your firm the right way, but are you really taking every precaution to make sure you’re staying compliant with all of the various rules and regulations you’re expected to follow? In many cases with small firms, the answer is likely no. This week, we’re joined by compliance expert Natalia Gindler Corsini from Prae Venire to talk about several blind spots you may not have considered.
If you’d like to learn more about implementing a compliance program at your firm, you can contact Natalia directly at natalia.gindler@praevenireus.com
